Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
- [FCA CF] Manager of certification employee (since 16 Oct 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jun 2022)
- CF30 Customer (16 Mar 2018 to 2 Jun 2022)
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- (11)Employed By (20 Mar 2018 to 2 Jun 2022)
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- CF30 Customer (1 Nov 2007 to 2 Aug 2017)
- CF22 Investment Adviser (Trainee) (14 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (3 Jul 2006 to 18 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (11)Employed By at Place Campbell TrinityBridge Limited