Eshvar Prashar

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (28 Apr 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (18 Jul 2016 to 9 Mar 2017)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (189)Employed By (18 Jul 2016 to 9 Mar 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (7 Jul 2015 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (12 Feb 2010 to 11 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.