Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Huw George

  IRN GHG00003

  • CF30 Customer (5 Nov 2007 to 1 Mar 2009)
  • CF21 Investment Adviser (3 Jul 2006 to 21 Nov 2006)
• Gareth Maldwyn Hopkins

  IRN GMH00010

  • CF22 Investment Adviser (Trainee) (20 Feb 2002 to 26 Mar 2002)
• Garry John Ibison

  IRN GJI00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
• Garry Johnson

  IRN GXJ00039

  • CF30 Customer (19 Mar 2009 to 3 Oct 2012)
• Garry Patrick Malone

  IRN GPM00012

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (16 Jan 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 16 Jan 2006)
• Gary James Stewart

  IRN GJS01165

  • CF30 Customer (21 Sep 2015 to 30 Jun 2017)
• Gary John Edwards

  IRN GJE00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Sep 2011 to 8 Dec 2019)
• Gary Peter Richard King

  IRN GPK00005

  • CF21 Investment Adviser (17 Mar 2003 to 5 Nov 2004)
• Gary Royston Cole

  IRN GRC01075

  • CF30 Customer (19 Feb 2009 to 29 Oct 2010)
• Gary William Cairns

  IRN GWC00011

  • [FCA CF] Manager of certification employee (since 18 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jan 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jan 2022)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)

• IMC Consulting Group Limited (no longer appointed)

  FRN 547719 · Appointed 19 Apr 2011 · Until 3 Feb 2017

• Page Tax Consulting LLP (no longer appointed)

  FRN 544252 · Appointed 25 Mar 2011 · Until 20 Feb 2023

• Antonio Stewart (no longer appointed)

  FRN 537727 · Appointed 15 Dec 2010 · Until 3 Feb 2017

• Turner Hampton Ltd (no longer appointed)

  FRN 536138 · Appointed 18 Nov 2010 · Until 3 Feb 2017

• Exla Ltd (no longer appointed)

  FRN 534903 · Appointed 3 Nov 2010 · Until 3 Feb 2017

• New Horizons Business Management Limited (no longer appointed)

  FRN 533467 · Appointed 13 Oct 2010 · Until 18 Jan 2017

• Peter Howard-Jones Limited (no longer appointed)

  FRN 505451 · Appointed 6 Oct 2010 · Until 3 Feb 2017

• David Leigh (no longer appointed)

  FRN 530914 · Appointed 1 Sep 2010 · Until 3 Feb 2017

• Harris Lipman LLP (no longer appointed)

  FRN 530019 · Appointed 19 Aug 2010 · Until 3 Feb 2017

• Malcolm Watson Associates Limited (no longer appointed)

  FRN 529691 · Appointed 13 Aug 2010 · Until 22 Jun 2011

No changes recorded yet.