Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 8 Nov 2012)
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Garry Johnson
FRN 590667
- (1)Employed By (since 8 Nov 2012)
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- CF30 Customer (19 Mar 2009 to 3 Oct 2012)
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- CF30 Customer (1 Nov 2007 to 21 Jul 2008)
- CF21 Investment Adviser (29 Dec 2004 to 16 Dec 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.