Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 18 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Jan 2022)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 5 Aug 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Sep 2012)
    • CF22 Investment Adviser (Trainee) (21 Sep 2007 to 31 Oct 2007)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (87)Employed By (8 Apr 2003 to 8 Aug 2003)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (29 Aug 2002 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.