Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 18 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Jan 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jan 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Jan 2022)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (1 Jul 2018 to 5 Aug 2019)
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- CF30 Customer (1 Nov 2007 to 11 Sep 2012)
- CF22 Investment Adviser (Trainee) (21 Sep 2007 to 31 Oct 2007)
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- (87)Employed By (8 Apr 2003 to 8 Aug 2003)
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- CF22 Investment Adviser (Trainee) (29 Aug 2002 to 24 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.