Chase de Vere Independent Financial Advisers limited

• Principal Place of Business

  60 New Broad Street

  -

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442070651700

  Web

  http://www.chasedevere.co.uk

• Complaints Contact

  Chase De Vere I F A Group plc

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +4401618483498

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Christopher Coyte

  IRN ACC00014

  • CF30 Customer (22 Nov 2012 to 11 Dec 2013)
• Anthony Garth Swanston

  IRN AGS01088

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
• Anthony Guy Dudley-Clarke

  IRN AGD00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 May 2024)
  • [FCA CF] Client dealing (since 10 May 2024)
• Anthony James Buckle

  IRN AJB00131

  • CF21 Investment Adviser (14 Feb 2006 to 22 Sep 2006)
  • CF22 Investment Adviser (Trainee) (6 Feb 2006 to 15 Feb 2006)
• Anthony John McHugh

  IRN AXM00270

  • CF21 Investment Adviser (8 Jun 2004 to 1 Nov 2004)
• Anthony Keith Fitzgerald

  IRN AKF00001

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
• Anthony Neil Curley

  IRN ANC00003

  • CF30 Customer (14 Apr 2010 to 17 Jun 2011)
• Anthony Peter Bell

  IRN APB00050

  • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
  • CF21 Investment Adviser (1 Oct 2006 to 31 Oct 2007)
• Anthony Reginald Treble

  IRN ART00024

  • CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2003)
• Anthony Simon Gordon

  IRN ASG00005

  • CF21 Investment Adviser (1 Dec 2001 to 27 May 2004)

• Financial Adviser Network Ltd (no longer appointed)

  FRN 576025 · Appointed 27 Feb 2012 · Until 3 Feb 2017

• The Hampden Partnership (no longer appointed)

  FRN 571645 · Appointed 21 Dec 2011 · Until 3 Feb 2017

• Stratfin 13 Ltd (no longer appointed)

  FRN 569164 · Appointed 18 Nov 2011 · Until 3 Feb 2017

• James Lavington (no longer appointed)

  FRN 553256 · Appointed 3 Nov 2011 · Until 3 Feb 2017

• XBA Commercial Finance Ltd (no longer appointed)

  FRN 567154 · Appointed 21 Oct 2011 · Until 3 Feb 2017

• DBM Plc (no longer appointed)

  FRN 560660 · Appointed 4 Aug 2011 · Until 9 Feb 2021

• Andy McGinn Private Clients (no longer appointed)

  FRN 556373 · Appointed 19 Jul 2011 · Until 20 Feb 2023

• Claire Louise Halliwell (no longer appointed)

  FRN 555715 · Appointed 11 Jul 2011 · Until 20 Feb 2023

• Napthens LLP (no longer appointed)

  FRN 553587 · Appointed 15 Jun 2011 · Until 3 Feb 2017

• Silks Legal Services (no longer appointed)

  FRN 551280 · Appointed 17 May 2011 · Until 3 Feb 2017

No changes recorded yet.