Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (62)[FCA CF] Manager of certification employee (1 Oct 2024 to 14 Aug 2025)
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- CF30 Customer (14 Apr 2010 to 17 Jun 2011)
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- CF30 Customer (1 Nov 2007 to 18 Jul 2008)
- CF21 Investment Adviser (31 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Sep 2004 to 31 Aug 2005)
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- CF22 Investment Adviser (Trainee) (3 Mar 2004 to 26 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (62)[FCA CF] Manager of certification employee at ELLIS BATES WEALTH MANAGEMENT LTD