Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HARRISON BROWN FINANCIAL SERVICES LIMITED
FRN 441521
- [FCA CF] Client dealing (since 8 Apr 2020)
- [FCA CF] Functions requiring qualifications (8 Apr 2020 to 4 Nov 2025)
- SMF3 Executive Director (9 Dec 2019 to 4 Nov 2025)
- CF30 Customer (16 Apr 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (16 Apr 2019 to 4 Nov 2025)
- Responsibility for MCD Intermediation (16 Apr 2019 to 4 Nov 2025)
- CF1 Director (16 Apr 2019 to 8 Dec 2019)
-
- CF30 Customer (16 Sep 2013 to 31 Mar 2019)
-
- CF30 Customer (4 Jan 2010 to 27 Sep 2011)
-
- Employed By (4 Jan 2010 to 27 Sep 2011)
-
- CF30 Customer (7 Mar 2008 to 23 Mar 2009)
-
- CF21 Investment Adviser (14 Feb 2006 to 22 Sep 2006)
- CF22 Investment Adviser (Trainee) (6 Feb 2006 to 15 Feb 2006)
-
- CF22 Investment Adviser (Trainee) (14 Oct 2004 to 1 Nov 2004)
-
- CF22 Investment Adviser (Trainee) (30 Apr 2002 to 30 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.