Anthony Guy Dudley-Clarke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 May 2024)
    • [FCA CF] Functions requiring qualifications (since 10 May 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (20 Feb 2006 to 30 Jun 2006)
    • CF22 Investment Adviser (Trainee) (22 Dec 2004 to 20 Feb 2006)
  • Integral Finance (IFA) Ltd (no longer approved here)

    FRN 196818

    • (3)Employed By (9 Jun 2004 to 26 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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