Charterhouse Independent Financial Advisors LLP

• Principal Place of Business

  85 Tottenham Court Road

  London

  W1T 4TQ

  UNITED KINGDOM

  Phone

  +4402076311311

  Web

  https://charterhouseifallp.com

• Complaints Contact

  85 Tottenham Court Road

  London

  W1T 4TQ

  UNITED KINGDOM

  Phone

  +4402076311311

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in relation to buy-to-let mortgages and other investment advice
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael James McGregor

  IRN MXM00779

  • [FCA CF] Client dealing (15 Feb 2022 to 24 Nov 2022)
  • Appointed representative dealing with clients for which they require qualification (15 Feb 2022 to 24 Nov 2022)
• Michael Steven Pritchard

  IRN MSP00015

  • CF1 Director (AR) (3 Jan 2013 to 16 Oct 2018)
  • CF30 Customer (3 Jan 2013 to 5 Jun 2014)
• Nicholas Kevin Gimson

  IRN NKG00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (AR) (since 24 Jul 2019)
  • CF30 Customer (since 20 Nov 2017)
• Samantha Strevens

  IRN SXD01290

  • CF30 Customer (8 Jan 2015 to 23 Jan 2015)
• Stephanie Julie Fortescue-Davies

  IRN SJF01180

  • CF21 Investment Adviser (14 Jun 2007 to 30 Jun 2007)
  • CF22 Investment Adviser (Trainee) (1 Nov 2006 to 30 Jun 2007)
• Stephen Bourne

  IRN SXB00043

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 31 Jan 2013)
  • CF4 Partner (AR) (since 31 Jan 2013)
• Stephen Leslie Goodwin

  IRN SLG01032

  • CF1 Director (AR) (since 17 Jun 2014)
  • CF4 Partner (AR) (23 Jan 2013 to 16 May 2014)
• Stuart John Finlayson

  IRN SJF00015

  • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
  • CF4 Partner (1 Nov 2006 to 30 Jun 2011)
  • CF24 Pension Transfer Specialist (1 Nov 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
• Tom William England

  IRN TWE01015

  • CF30 Customer (17 Jun 2013 to 9 Dec 2013)

• Donnellsons (London) LLP

  FRN 589362 · Appointed 9 Jan 2013

• Morgans Independent Financial Advisers Limited

  FRN 540610 · Appointed 19 Dec 2012

• Delaunay Wealth Management Limited (no longer appointed)

  FRN 591436 · Appointed 19 Dec 2012 · Until 17 Oct 2018

• Aqua Financial Solutions Ltd (no longer appointed)

  FRN 195124 · Appointed 1 Nov 2006 · Until 30 Jun 2007

No changes recorded yet.