Michael Steven Pritchard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DELAUNAY WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 806635
- SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2019 to 3 Aug 2020)
- SMF3 Executive Director (9 Dec 2019 to 28 Sep 2020)
- CF1 Director (18 Oct 2018 to 8 Dec 2019)
Charterhouse Independent Financial Advisors LLP (no longer approved here)
FRN 453778
- CF1 Director (AR) (3 Jan 2013 to 16 Oct 2018)
- CF30 Customer (3 Jan 2013 to 5 Jun 2014)
Delaunay Wealth Management Limited (no longer approved here)
FRN 591436
- Employed By (3 Jan 2013 to 17 Oct 2018)
Anthony Ashbolt (no longer approved here)
FRN 430552
- Employed By (9 Dec 2009 to 23 Nov 2012)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (29 Aug 2008 to 23 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.