Stephen Bourne

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charterhouse Independent Financial Advisors LLP

    FRN 453778

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 31 Jan 2013)
    • CF4 Partner (AR) (since 31 Jan 2013)
  • Donnellsons (London) LLP

    FRN 589362

    • (2)Employed By (since 31 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.