Date authorised
1 April 2013
Companies House
OC322712
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    77 Charlotte Street
    London
    W1T 4PW
    UNITED KINGDOM
    Phone
    +4402072915160
  • Complaints Contact

    77 Charlotte Street
    London
    W1T 4PW
    UNITED KINGDOM
    Phone
    +4402072915160

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Luther

    IRN DXL01793

    • [FCA CF] Client dealing (16 Jun 2022 to 13 Apr 2023)
    • SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
    • CF4 Partner (3 Jan 2017 to 8 Dec 2019)
  • Daouii Abouchere

    IRN DXA00285

    • [FCA CF] Client dealing (22 Aug 2022 to 10 Nov 2022)
  • Darlene Bain

    IRN DXB01786

    • [FCA CF] Client dealing (1 Dec 2021 to 27 Oct 2022)
    • CF30 Customer (8 May 2009 to 22 Jul 2011)
  • David Christopher James Allcock

    IRN DCA01053

    • SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
    • CF4 Partner (17 Apr 2014 to 8 Dec 2019)
  • Deborah Jane Hutchinson

    IRN DJH01261

    • SMF16 Compliance Oversight (since 23 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jun 2023)
    • [FCA CF] Significant management (17 Jun 2022 to 13 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Aug 2021)
    • SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
    • CF10 Compliance Oversight (18 Aug 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Aug 2007 to 23 Oct 2007)
    • CF4 Partner (22 May 2007 to 8 Dec 2019)
  • Dominic Gregor Guy Wynniatt-Husey

    IRN DGW01034

    • CF11 Money Laundering Reporting (22 May 2007 to 14 Aug 2007)
    • CF10 Compliance Oversight (22 May 2007 to 14 Aug 2007)
  • Eva Markatos

    IRN EXM01134

    • CF30 Customer (23 Nov 2011 to 12 Nov 2012)
  • Fergus Millard Hoke

    IRN FMH01011

    • CF30 Customer (27 Apr 2009 to 21 Mar 2012)
  • Francesco Cuccovillo

    IRN FXC01076

    • [FCA CF] Client dealing (1 Dec 2020 to 23 May 2021)
  • Frits Lieuw-kie-song

    IRN FXL01167

    • CF4 Partner (9 Apr 2014 to 15 Jan 2015)
    • CF30 Customer (2 Sep 2013 to 15 Jan 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.