Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 23 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jun 2023)
    • [FCA CF] Significant management (17 Jun 2022 to 13 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Aug 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2021)
    • SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
    • CF10 Compliance Oversight (18 Aug 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Aug 2007 to 23 Oct 2007)
    • CF4 Partner (22 May 2007 to 8 Dec 2019)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.