Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Channel Capital Advisors LLP
FRN 462037
- SMF16 Compliance Oversight (since 23 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jun 2023)
- [FCA CF] Significant management (17 Jun 2022 to 13 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Aug 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2021)
- SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
- CF10 Compliance Oversight (18 Aug 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Aug 2007 to 23 Oct 2007)
- CF4 Partner (22 May 2007 to 8 Dec 2019)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.