Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Channel Capital Advisors LLP (no longer approved here)

    FRN 462037

    • CF10 Compliance Oversight (22 May 2007 to 14 Aug 2007)
    • CF11 Money Laundering Reporting (22 May 2007 to 14 Aug 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (1 Dec 2001 to 25 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.