Date authorised
1 April 2013
Companies House
OC322712
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    77 Charlotte Street
    London
    W1T 4PW
    UNITED KINGDOM
    Phone
    +4402072915160
  • Complaints Contact

    77 Charlotte Street
    London
    W1T 4PW
    UNITED KINGDOM
    Phone
    +4402072915160

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georgios Gazetas

    IRN GXG00187

    • [FCA CF] Client dealing (14 Jun 2022 to 28 Sep 2022)
  • Gerard Steven Donohue

    IRN GSD01029

    • CF30 Customer (28 Oct 2009 to 28 Feb 2010)
  • Hilmar Karl Hauer

    IRN HXH01313

    • [FCA CF] Client dealing (16 Jun 2022 to 13 Apr 2023)
    • SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
    • CF4 Partner (3 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (21 Jul 2016 to 8 Dec 2019)
  • Ian Watson

    IRN IXW00076

    • [FCA CF] Significant management (since 16 Jul 2025)
    • [FCA CF] Manager of certification employee (since 16 Jul 2025)
    • [FCA CF] Significant management (6 Apr 2021 to 13 Apr 2023)
  • Ion Fratiloiu

    IRN IXF00043

    • [FCA CF] Client dealing (29 Sep 2022 to 30 Nov 2022)
  • James Alexander Raymond Simeons

    IRN JAS01265

    • CF30 Customer (18 Sep 2015 to 22 Feb 2016)
  • Johan William Nisser

    IRN JWN01026

    • [FCA CF] Client dealing (since 5 Oct 2022)
  • John Bernard Caouette

    IRN JXC01365

    • CF2 Non Executive Director (3 Aug 2015 to 8 Dec 2019)
  • Kenneth Caulton Owen

    IRN KCO00005

    • [FCA CF] Client dealing (2 Mar 2020 to 1 Jul 2022)
    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
  • Kristian Wilson

    IRN KXW00283

    • [FCA CF] Significant management (since 16 Jul 2025)
    • [FCA CF] Significant management (20 Apr 2022 to 13 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.