CHALLENGER MANAGEMENT SERVICES (UK) LIMITED

• Principal Place of Business

  Bridge House

  Level 3, 181 Queen Victoria Street

  London

  EC4V 4EG

  UNITED KINGDOM

  Phone

  +442078320900

  Web

  https://www.challengerim.com.au

• Complaints Contact

  Bridge House

  Level 3, 181 Queen Victoria Street

  London

  EC4V 4EG

  UNITED KINGDOM

  Phone

  +442078320900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mamta Rowlatt

  IRN MXP01390

  • [FCA CF] Client dealing (since 13 Jul 2023)
  • [FCA CF] Material risk taker (since 16 Jun 2023)
• Mark Adam Stulic

  IRN MAS01453

  • CF30 Customer (10 May 2010 to 22 Oct 2010)
• Michael Walters

  IRN MXW01786

  • CF10 Compliance Oversight (3 Nov 2009 to 22 Jan 2014)
  • CF28 Systems and controls (8 Sep 2008 to 22 Jan 2014)
• Monica Margaret Doumit

  IRN MMD01053

  • CF11 Money Laundering Reporting (24 May 2013 to 29 Nov 2013)
• Nicolo Risciotti

  IRN NXR00343

  • [FCA CF] Material risk taker (29 Apr 2025 to 4 Sep 2025)
  • [FCA CF] Client dealing (29 Apr 2025 to 4 Sep 2025)
  • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2025 to 29 Apr 2025)
• Paul Johnstone Barr

  IRN PJB01414

  • CF30 Customer (8 Sep 2008 to 20 Dec 2011)
• Peter Paul Pardi

  IRN PPP01004

  • CF30 Customer (1 Mar 2019 to 29 May 2019)
  • CF1 Director (1 Mar 2019 to 29 May 2019)
• Phillip William Peters

  IRN PWP01012

  • CF1 Director (2 Jul 2014 to 16 Dec 2016)
  • CF3 Chief Executive (22 Jun 2010 to 19 Dec 2012)
  • CF30 Customer (8 Sep 2008 to 16 Dec 2016)
• Richard Duc Binh Banh

  IRN RDB01145

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (19 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Jan 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Jan 2018 to 8 Dec 2019)
• Robin Maxwell John Bowie

  IRN RMB01107

  • CF1 Director (26 Jan 2016 to 6 Jul 2018)

No changes recorded yet.