CHALLENGER MANAGEMENT SERVICES (UK) LIMITED

Date authorised
1 April 2013
Companies House
06393787
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bridge House
    Level 3, 181 Queen Victoria Street
    London
    EC4V 4EG
    UNITED KINGDOM
    Phone
    +442078320900
    Web
    https://www.challengerim.com.au

  • Complaints Contact

    Bridge House
    Level 3, 181 Queen Victoria Street
    London
    EC4V 4EG
    UNITED KINGDOM
    Phone
    +442078320900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roy Patricio

    IRN RXP01857

    • CF1 Director (28 Nov 2013 to 28 Jan 2016)
    • CF10 Compliance Oversight (16 Oct 2013 to 12 Jan 2015)
  • Scott Spurling

    IRN SXS23203

    • [FCA CF] Material risk taker (25 Feb 2021 to 9 Jul 2021)
    • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
  • Simon James Green

    IRN SXG13158

    • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2021)
    • CF1 Director (5 Jun 2019 to 8 Dec 2019)
  • Stephen Charnock

    IRN SXC02086

    • CF30 Customer (7 May 2010 to 25 Oct 2010)
  • Thomas Mowl

    IRN TXM01586

    • CF30 Customer (14 Sep 2019 to 8 Dec 2019)
  • Vasanthi Smedley

    IRN VXB01151

    • CF30 Customer (9 Jun 2014 to 13 Oct 2015)
    • CF1 Director (9 Jun 2014 to 21 Oct 2015)
    • CF11 Money Laundering Reporting (2 Dec 2013 to 12 Jan 2015)
    • CF10 Compliance Oversight (8 Sep 2008 to 3 Nov 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.