CG Wealth Planning Limited

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jane Parry

  IRN RJP01281

  • [FCA CF] Significant management (since 28 Jul 2025)
  • [FCA CF] Material risk taker (since 12 Jun 2025)
• Jayne Carol Robertson

  IRN JCR00009

  • CF1 Director (14 Aug 2013 to 1 Dec 2014)
  • CF28 Systems and controls (7 Aug 2013 to 1 Dec 2014)
  • CF10a CASS Oversight function (7 Aug 2013 to 27 Feb 2014)
• Jeremiah McLoughlin

  IRN JXM00030

  • [FCA CF] Client dealing (1 Apr 2023 to 31 Mar 2024)
  • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 31 Mar 2024)
• Jill Patricia McAleenan

  IRN JPM01131

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
• Jonathan Alexander Hayton

  IRN JAH01484

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • CF30 Customer (11 Oct 2019 to 8 Dec 2019)
• Jonathan Michael Goldthorpe

  IRN JMG01179

  • CF2 Non Executive Director (3 Dec 2015 to 1 May 2019)
• Jordan Sriharan

  IRN JXS02927

  • CF30 Customer (11 Sep 2014 to 8 Dec 2019)
• Julie Margaret Jackman

  IRN JMW01211

  • [FCA CF] Client dealing (since 30 May 2025)
  • [FCA CF] Manager of certification employee (since 30 May 2025)
• Julie Pamela Mitchell

  IRN JPM01298

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2024)
• Karen Sarah Pexton

  IRN KXP00348

  • [FCA CF] Client dealing (since 31 Jul 2023)

No changes recorded yet.