CG Wealth Planning Limited

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katie Santy

  IRN KXS02656

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
  • [FCA CF] Client dealing (since 1 Apr 2023)
• Kerry Ann Smith

  IRN KAS01125

  • [FCA CF] Client dealing (since 16 Jun 2025)
• Kevin Anthony Motion

  IRN KAM01219

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Nov 2023)
  • [FCA CF] Client dealing (since 30 Nov 2023)
• Kevin Gregory

  IRN KXG00004

  • [FCA CF] Client dealing (2 Dec 2020 to 16 Jul 2021)
  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 16 Jul 2021)
  • CF30 Customer (4 Oct 2019 to 8 Dec 2019)
• Khaled Miah

  IRN KXM00141

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Apr 2023)
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (17 Mar 2023 to 18 Mar 2023)
• Kieran Halpenny

  IRN KXH01230

  • CF11 Money Laundering Reporting (30 Oct 2015 to 22 Feb 2016)
  • CF10 Compliance Oversight (30 Oct 2015 to 22 Feb 2016)
• Laura Henriette Shaw

  IRN LXS00839

  • [FCA CF] Client dealing (since 30 Jan 2026)
• Leigh Mary Birney

  IRN LXB00803

  • [FCA CF] Significant management (since 18 Jun 2025)
• Lesley Elizabeth Hicks

  IRN LXH00628

  • [FCA CF] Client dealing (since 10 Jun 2025)
• Lewis Jerome Cavanagh

  IRN LXC00551

  • [FCA CF] Client dealing (30 Nov 2023 to 23 Aug 2024)

No changes recorded yet.