CG Wealth Planning Limited

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Liam Cohen

  IRN LXC00612

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 31 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 31 Jul 2025)
• Lionel Peter Howard Welch

  IRN LPW00009

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 31 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 31 Jul 2025)
  • [FCA CF] Manager of certification employee (since 31 Jul 2025)
• Lisa Kayleigh Branscombe

  IRN LXB00599

  • [FCA CF] Client dealing (since 31 Jul 2023)
• Lucy Louise Ellis

  IRN LXE00140

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
  • [FCA CF] Client dealing (since 23 Feb 2024)
• Lucy Rebecca Sidwell

  IRN LXS00591

  • [FCA CF] Functions requiring qualifications (20 May 2025 to 1 Sep 2025)
  • [FCA CF] Client dealing (7 Feb 2024 to 1 Sep 2025)
• MARCUS EDWIN ARNOLD POTTER

  IRN MXP24339

  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 12 Sep 2025)
  • [FCA CF] Client dealing (2 Dec 2020 to 12 Sep 2025)
• Maisie Lydeard

  IRN MXB01721

  • [FCA CF] Client dealing (31 Jul 2025 to 8 Apr 2026)
  • [FCA CF] Functions requiring qualifications (31 Jul 2025 to 8 Apr 2026)
• Mark Alan Howlett

  IRN MAH00031

  • CF2 Non Executive Director (9 Dec 2014 to 21 Jul 2016)
  • CF3 Chief Executive (7 Aug 2013 to 1 Dec 2014)
  • CF1 Director (7 Aug 2013 to 1 Dec 2014)
• Martin Paul Littlecott

  IRN MPL00003

  • CF30 Customer (29 Oct 2014 to 12 Nov 2019)
• Matthew Christopher Brown

  IRN MCB01119

  • CF30 Customer (30 Mar 2015 to 1 Jun 2018)

No changes recorded yet.