Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HANBURY WEALTH MANAGEMENT LIMITED
FRN 757991
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 20 Apr 2026)
- Appointed representative dealing with clients for which they require qualification (since 20 Apr 2026)
- CF30 Customer (since 18 Mar 2026)
-
Nockolds Wealth Ltd
FRN 669520
- (4)Employed By (since 18 Mar 2026)
-
- [FCA CF] Functions requiring qualifications (31 Jul 2025 to 8 Apr 2026)
- [FCA CF] Client dealing (31 Jul 2025 to 8 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.