CG Wealth Planning Limited

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew David Phillips

  IRN MDP00009

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (2 Dec 2020 to 29 Nov 2023)
  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 29 Nov 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Nov 2025)
  • Responsible for Insurance Mediation (21 Nov 2014 to 30 Sep 2018)
  • CF1 Director (10 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (7 Aug 2013 to 8 Dec 2019)
  • CF29 Significant management (7 Aug 2013 to 10 Oct 2014)
• Matthew Hatton

  IRN MXH00811

  • [FCA CF] Client dealing (5 Jul 2022 to 23 Jun 2023)
• Matthew John Lonsdale

  IRN MJL01200

  • CF30 Customer (3 Dec 2014 to 13 Jul 2015)
  • CF1 Director (3 Dec 2014 to 13 Jul 2015)
• Matthew Swatton

  IRN MXS02346

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • CF30 Customer (4 Jun 2015 to 8 Dec 2019)
• Melanie Brenda Maria Baxter

  IRN MXB01185

  • [FCA CF] Client dealing (31 Jul 2023 to 16 May 2025)
• Michael Ferrington

  IRN MXF01485

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
• Michael John Batchelor

  IRN MJB01684

  • CF30 Customer (3 Nov 2014 to 31 May 2015)
• Michael Stephen Alford

  IRN MSA01044

  • [FCA CF] Client dealing (29 Mar 2021 to 16 May 2025)
  • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 16 May 2025)
• Michael Warren Balfour

  IRN MWB01046

  • CF30 Customer (22 Dec 2014 to 1 Feb 2016)
  • CF3 Chief Executive (4 Dec 2014 to 1 Feb 2016)
  • CF1 Director (4 Dec 2014 to 1 Feb 2016)
• Minal London

  IRN MXL00564

  • [FCA CF] Client dealing (since 3 Jul 2023)
  • [FCA CF] Manager of certification employee (since 3 Jul 2023)

No changes recorded yet.