Kevin Gregory

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lee Newton Financial Services

    FRN 201651

    • (6)Employed By (since 19 Aug 2021)
    • (13)Employed By (16 Jun 2003 to 2 Feb 2018)
  • Openwork Limited

    FRN 408285

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (since 2 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 2 Feb 2018)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • [FCA CF] Client dealing (2 Dec 2020 to 16 Jul 2021)
    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 16 Jul 2021)
    • CF30 Customer (4 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Lee Newton Financial Services

  2. controlled function added: (13)Employed By at Lee Newton Financial Services

  3. controlled function added: (6)Employed By at Lee Newton Financial Services