CG Wealth Planning Limited

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Tudor Ellen

  IRN STE01008

  • CF2 Non Executive Director (2 Dec 2014 to 31 Dec 2017)
• Simon Welland Davis

  IRN SWD00013

  • CF29 Significant management (7 Aug 2013 to 19 Nov 2013)
• Stephen Leigh Massey

  IRN SLM01042

  • SMF9 Chair of the Governing Body (since 12 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 17 Jan 2020)
  • CF1 Director (11 Jul 2019 to 8 Dec 2019)
• Stephen Tully

  IRN SXT01152

  • CF10 Compliance Oversight (13 Jul 2018 to 1 May 2019)
  • CF11 Money Laundering Reporting (13 Jul 2018 to 1 May 2019)
• Steven John McKelvie

  IRN SJM01548

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • [FCA CF] Manager of certification employee (since 2 Dec 2020)
  • CF30 Customer (4 Oct 2019 to 8 Dec 2019)
• Stuart Moss

  IRN SXM01625

  • CF30 Customer (3 Nov 2014 to 27 Feb 2015)
• Stuart Neville Brookes

  IRN SNB01015

  • [FCA CF] Material risk taker (since 2 Dec 2020)
  • [FCA CF] Significant management (since 2 Dec 2020)
• Tania Puente Rivera

  IRN TXR00050

  • [FCA CF] Client dealing (8 Dec 2020 to 11 Apr 2023)
• Thomas Martyn Lane

  IRN TXL00041

  • [FCA CF] Significant management (since 28 Jul 2025)
  • [FCA CF] Material risk taker (since 12 Jun 2025)
• Thomas Virgil Richards

  IRN TVR01006

  • CF2 Non Executive Director (4 Dec 2014 to 29 Apr 2019)

No changes recorded yet.