Stephen Tully

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomas Miller Investment Ltd. (no longer approved here)

    FRN 189829

    • SMF16 Compliance Oversight (9 Dec 2019 to 16 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 May 2022)
    • CF10 Compliance Oversight (13 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Jul 2018 to 8 Dec 2019)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF11 Money Laundering Reporting (13 Jul 2018 to 1 May 2019)
    • CF10 Compliance Oversight (13 Jul 2018 to 1 May 2019)
  • Savills Capital Advisors Limited (no longer approved here)

    FRN 166003

    • CF11 Money Laundering Reporting (16 Dec 2005 to 24 Aug 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Sep 2003)
  • Savills Investment Management (UK) Limited (no longer approved here)

    FRN 193863

    • CF11 Money Laundering Reporting (16 Dec 2005 to 24 Aug 2007)
    • CF10 Compliance Oversight (16 Dec 2005 to 24 Aug 2007)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF10 Compliance Oversight (1 Dec 2001 to 12 Sep 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Sep 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 12 Sep 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2003)
    • CF1 Director (1 Dec 2001 to 12 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.