Stuart Moss

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lincoln Private Investment Office LLP

    FRN 613327

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
    • [FCA CF] Client dealing (since 17 Feb 2025)
  • Tavistock Private Client Limited (no longer approved here)

    FRN 210782

    • Appointed representative dealing with clients for which they require qualification (10 May 2023 to 30 Nov 2024)
    • CF4 Partner (AR) (13 Mar 2023 to 29 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 30 Nov 2024)
    • CF30 Customer (2 Mar 2015 to 8 Dec 2019)
  • Tavistock Select LLP (no longer approved here)

    FRN 991884

    • (1)Employed By (13 Mar 2023 to 29 Nov 2024)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF30 Customer (3 Nov 2014 to 27 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.