Date authorised
1 April 2013
Companies House
OC345806
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099701
  • Complaints Contact

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099758

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Louise Markham

    IRN RLM01118

    • [FCA CF] Client dealing (since 3 Mar 2022)
  • Richard Antwi-Boasiako

    IRN RXA02040

    • CF30 Customer (28 Sep 2015 to 8 Dec 2019)
  • Richard Colin Girling

    IRN RCG01039

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (3 Sep 2009 to 8 Dec 2019)
    • CF3 Chief Executive (3 Sep 2009 to 24 Oct 2019)
    • CF4 Partner (3 Sep 2009 to 8 Dec 2019)
  • Robin Francis Budenberg

    IRN RFB01037

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (14 Oct 2014 to 8 Dec 2019)
    • CF4 Partner (14 Oct 2014 to 8 Dec 2019)
  • Roland Phillips

    IRN RXP01234

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2022)
    • SMF27 Partner (9 Dec 2019 to 8 Dec 2022)
    • CF4 Partner (11 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (11 Sep 2012 to 8 Dec 2019)
  • Ryan Anthony Ewing

    IRN RXE00198

    • [FCA CF] Client dealing (since 24 Apr 2025)
  • Sam Navazesh

    IRN SXN00113

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jul 2021)
    • SMF16 Compliance Oversight (since 27 Jul 2021)
    • [FCA CF] Significant management (since 17 Aug 2020)
  • Sara Bicknell

    IRN SXB00457

    • [FCA CF] Client dealing (6 Jul 2020 to 9 Feb 2024)
  • Sophie Jane Luck

    IRN SJL01339

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
  • Stephanie Reisinger

    IRN SXR00993

    • [FCA CF] Client dealing (since 14 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.