Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- SMF9 Chair of the Governing Body (since 1 Jan 2021)
- Director of firm who is not a certification employee or a SMF manager (1 Oct 2020 to 31 Dec 2020)
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Bank of Scotland plc
FRN 169628
- SMF9 Chair of the Governing Body (since 1 Jan 2021)
- Director of firm who is not a certification employee or a SMF manager (1 Oct 2020 to 31 Dec 2020)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF7 Group Entity Senior Manager (since 1 Jan 2021)
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Lloyds Bank General Insurance Limited
FRN 202091
- SMF7 Group Entity Senior Manager (since 1 Jan 2021)
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St Andrew's Insurance Plc
FRN 202932
- SMF7 Group Entity Senior Manager (since 1 Jan 2021)
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Lloyds Bank Corporate Markets Plc
FRN 763256
- SMF7 Group Entity Senior Manager (since 1 Jan 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
- CF4 Partner (14 Oct 2014 to 8 Dec 2019)
- CF30 Customer (14 Oct 2014 to 8 Dec 2019)
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- SMF14 Senior Independent Director (1 Jan 2017 to 22 Sep 2020)
- SMF12 Chair of the Remuneration Committee (1 Jan 2017 to 22 Sep 2020)
- CF2 Non Executive Director (17 Feb 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.