Date authorised
1 April 2013
Companies House
OC345806
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099701
  • Complaints Contact

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099758

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Douglas McKelvie

    IRN SDM01153

    • CF30 Customer (25 Jul 2017 to 8 Dec 2019)
  • Stuart Johnston

    IRN SXJ01768

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jul 2021)
    • CF10 Compliance Oversight (26 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Jul 2019 to 8 Dec 2019)
    • CF4 Partner (31 Oct 2016 to 8 Dec 2019)
  • Stuart McKelvie

    IRN SXM00640

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2021)
  • Susannah Coltman

    IRN SXC02227

    • [FCA CF] Client dealing (since 6 Dec 2024)
    • CF30 Customer (30 Oct 2011 to 8 Dec 2019)
  • Suvesshaa Iyanathan

    IRN SXI00109

    • [FCA CF] Client dealing (15 Feb 2023 to 30 Sep 2024)
  • Tadhg Joseph Flood

    IRN TJF01044

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
    • CF4 Partner (7 Dec 2018 to 8 Dec 2019)
  • Ted Collins

    IRN TXC00106

    • [FCA CF] Client dealing (since 6 Jan 2020)
  • Thomas William Hoppe

    IRN TXH01555

    • CF30 Customer (11 Feb 2013 to 31 Jan 2017)
  • Tillmann Wagner

    IRN TXW00415

    • [FCA CF] Client dealing (15 Aug 2025 to 5 Jan 2026)
  • Tim-Christopher Raulf-Pick

    IRN TXR01491

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2021)
    • CF30 Customer (31 Oct 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.