Roland Phillips

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PJT Partners (UK) Limited
FRN 678983
- [FCA CF] Client dealing (since 15 Sep 2023)
Centerview Partners UK LLP (no longer approved here)
FRN 502957
- SMF27 Partner (9 Dec 2019 to 8 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2022)
- CF30 Customer (11 Sep 2012 to 8 Dec 2019)
- CF4 Partner (11 Sep 2012 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.