CELF Advisors LLP

Date authorised
10 July 2012
Companies House
OC357078
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 St James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442078941200
    Web
    http://www.carlyle.com

  • Complaints Contact

    The Carlyle Group
    1 St. James's Market
    London
    Westminster
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442078943468

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Massimo Perzolla

    IRN MXP00949

    • [FCA CF] Client dealing (since 24 Feb 2025)
  • Matthew Christian Cottrell

    IRN MCC01120

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Aug 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Aug 2025)
    • SMF27 Partner (9 Dec 2019 to 22 Aug 2025)
    • CF4 Partner (3 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Nov 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (12 Nov 2010 to 8 Dec 2019)
  • Mehrdad Noorani

    IRN MXN01126

    • CF30 Customer (17 May 2012 to 4 Apr 2014)
    • CF4 Partner (17 May 2012 to 4 Apr 2014)
  • Merrill Graham Goulding

    IRN MGG01053

    • [FCA CF] Material risk taker (29 Mar 2021 to 10 Nov 2022)
    • [FCA CF] Client dealing (29 Mar 2021 to 10 Nov 2022)
    • CF4 Partner (30 Sep 2015 to 9 Dec 2019)
    • CF30 Customer (30 Sep 2015 to 9 Dec 2019)
  • Mete Tuncel

    IRN MXT01665

    • CF30 Customer (2 Dec 2016 to 30 May 2017)
    • CF4 Partner (AR) (15 Nov 2016 to 30 May 2017)
    • CF4 Partner (12 Jul 2011 to 15 Nov 2016)
  • Michael Boam

    IRN MXB01404

    • CF4 Partner (30 Oct 2013 to 5 Apr 2014)
    • CF30 Customer (30 Oct 2013 to 8 Jan 2015)
  • Moulay Othman Jamal-Alaoui

    IRN MOJ01008

    • [FCA CF] Client dealing (since 10 Oct 2022)
  • Nail John Jacob

    IRN NJJ01030

    • CF4 Partner (27 Dec 2013 to 6 Apr 2014)
    • CF30 Customer (2 Oct 2013 to 15 Jun 2016)
  • Neil James McTernan

    IRN NJM01160

    • CF30 Customer (12 Nov 2010 to 18 Apr 2011)
  • Nicholas James Tassell

    IRN NJT01107

    • SMF27 Partner (since 20 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2025)
    • SMF16 Compliance Oversight (since 20 Nov 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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