CELF Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442078943468

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Paul Berkery

  IRN JPB01275

  • CF30 Customer (3 Jun 2011 to 13 Dec 2013)
• Justin Shih

  IRN JXS02845

  • CF30 Customer (2 Dec 2013 to 13 May 2016)
• Kerstin Marie Fürntrath

  IRN KXF19139

  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Kieran Christopher Mcgahan

  IRN KXM00447

  • [FCA CF] Client dealing (since 4 Apr 2022)
• Lois Duhourcau

  IRN LXD01322

  • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
• Louis Joseph Reynolds

  IRN LJR01039

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • [FCA CF] Material risk taker (since 29 Mar 2021)
  • CF4 Partner (5 May 2011 to 9 Dec 2019)
  • CF30 Customer (12 Nov 2010 to 9 Dec 2019)
• Manon Mourey

  IRN MXM00592

  • [FCA CF] Client dealing (30 May 2021 to 10 Jun 2022)
• Maria Kiryanova

  IRN MXK02110

  • [FCA CF] Client dealing (29 Mar 2021 to 31 May 2024)
  • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
• Martin Andrew Glavin

  IRN MAG01162

  • SMF27 Partner (since 4 Jan 2024)
  • [FCA CF] Client dealing (since 29 Mar 2021)
  • [FCA CF] Material risk taker (since 29 Mar 2021)
  • CF4 Partner (1 Mar 2011 to 9 Dec 2019)
  • CF30 Customer (12 Nov 2010 to 9 Dec 2019)
• Martin Bercetche

  IRN MXB03440

  • CF30 Customer (6 Apr 2015 to 12 Jan 2017)

• Emerging Sovereign Partners UK LLP (no longer appointed)

  FRN 763985 · Appointed 9 Nov 2016 · Until 30 May 2017

No changes recorded yet.