Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 25 Aug 2021)
    • SMF3 Executive Director (since 24 Aug 2021)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • [FCA CF] Significant management (30 Nov 2020 to 27 Aug 2021)
    • [FCA CF] Client dealing (30 Nov 2020 to 27 Aug 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (4 Sep 2019 to 26 Jun 2020)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (1 Apr 2017 to 9 Jul 2019)
  • CELF Advisors LLP (no longer approved here)

    FRN 531016

    • CF30 Customer (6 Apr 2015 to 12 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.