CCLA INVESTMENT MANAGEMENT LIMITED

• Principal Place of Business

  1 Angel Lane

  London

  City Of London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442074896000

  Web

  https://ccla.co.uk

• Complaints Contact

  1 Angel Lane

  London

  City Of London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442074896000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 15 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments listed other than all contractually based investments.
  • · Limited to unregulated collective investment schemes constituted under Section 24 of the Charities Act 1993.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to dealing-only activities.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying out those activities to those which may be promoted to a Category 3 person in the annex to COB 3.11.2R.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Limited to Investment Company with Variable Capital share exchange activities and in carrying on such activities to the specified investments listed other than contractually based investments
  • · Limited to Investment Company with Variable Capital activities and in carrying on such activities to the specified investments listed other than "life policy", "funeral plan contract", and "rights to or interests in investments - contractually based investment" (when the latter is associated with these specified investments) for the customer type "retail client"
  • · Limited to authorised unit trust operations and in carrying on such activities to the specified investments listed other than "stakeholder pension scheme" and "rights to or interests in investments - security" (when the latter is associated with this specified investment), for the customer type "retail client"
  • · Limited to authorised unit trust scheme operations and in carrying on such activities the specified investments listed other than "life policy", "funeral plan contract" and ”rights to or interest in investments - contractually based investment (when the latter is associated with these specified investments) for the customer type, "retail client"
  • · Limited to authorised unit trust scheme share exchange activities and in carrying on such activities to the specified investments listed other than all contractualy based investments

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 10 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.
  • · Limited to unregulated collective investment schemes constituted under Section 24 of the Charities Act 1993.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Limited to Investment Company with Variable Capital share exchange activities and in carrying on such activities to the specified investments listed other than contractually based investments
  • · Limited to Investment Company with Variable Capital activities and in carrying on such activities to the specified investments listed other than "life policy", "funeral plan contract" and "rights to or interests in investments - contractually based investment" (when the latter is associated with these specified investments ) for the customer type "retail client"
  • · Limited to authorised unit trust operations and in carrying on such activities to the specified investments listed other than "stakeholder pension scheme" and "rights to or interests in investments - security" (when the latter is associated with this specified investment), for the customer type "retail client"
  • · Limited to authorised unit trust scheme operations and in carrying on such activities the specified investments listed other than "life policy", "funeral plan contract", and "rights to or interest in investments - contractually based investment" (when the latter is associated with these specified investments) for the customer type, "retail ciient"
  • · Limited to authorised unit trust scheme share exchange activities and in carrying on such activities to the specified investments listed other than all contractually based investments

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 13 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.
  • · Limited to unregulated collective investment schemes constituted under Section 24 of the Charities Act 1993.
  • · Limited to transaction-only activities.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying out those activities to those which may be promoted to a Category 3 person in the annex to COB 3.11.2R.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Limited to Investment Company with Variable Capital share exchange activities and in carrying on such activities to the specified investments listed other than contractually based investments
  • · Limited to Investment Company with Variable Capital activities and in carrying on such activities to the specified investments listed other than "life policy", "funeral plan contract", and "rights to or interests in investments - contractually based investment" (when the latter is associated with these specified investments) for the customer type "retail client"
  • · Limited to authorised unit trust operations and in carrying on such activities to the specified investments listed other than "stakeholder pension scheme" and "rights to or interests in investments - security" (when the latter is associated with this specified investment), for the customer type "retail client"
  • · Limited to authorised unit trust scheme operations and in carrying on such activities the specified investments listed other than "life policy", "funeral plan contract" and "rights to or investments - contractually based investment" (when the latter is associated with these specified investments) for the customer type, "retail client"
  • · Limited to authorised unit trust scheme share exchange activities and in carrying on such activities to the specified investments listed other than all contractually based investments

• Retail Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 10 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment schemes constituted under Section 24 of the Charities Act 1993.
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Limited to Investment Company with Variable Capital share exchange activities and in carrying on such activities to the specified investments listed other than contractually based investments
  • · Limited to Investment Company with Variable Capital activities and in carrying on such activities to the specified investments listed other than "life policy", "funeral plan contract" and "rights to or interests in investments - contractually based investment" (when the latter is associated with these specified investments) for the customer type "retail client".
  • · Limited to authorised unit trust operations and in carrying on such activities to the specified investments listed other than "stakeholder pension scheme" and "rights to or interests in investments - security" (when the latter is associated with this specified investment), for the customer type "retail client".
  • · Limited to authorised unit trust scheme operations and in carrying on such activities the specified investments listed other than "life policy", "funeral plan contract" and "rights to or interests in investments - contractually based investment" (when the latter is associated with these specified investments) for the customer type, "retail client".
  • · Limited to authorised unit trust scheme share exchange activities and in carrying on such activities to the specified investments listed other than all contractually based investments

• Charlotte Miranda Ryland

  IRN CMR01044

  • 14. Managing investments
  • [FCA CF] Significant management (since 1 Apr 2023)
  • [FCA CF] Manager of certification employee (since 21 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
  • [FCA CF] Material risk taker (since 1 Apr 2022)
  • [FCA CF] Client dealing (since 10 Oct 2020)
  • CF30 Customer (14 Mar 2016 to 8 Dec 2019)
• Christine Elaine Johnson

  IRN CEJ01016

  • [FCA CF] Material risk taker (1 Apr 2022 to 2 Feb 2026)
  • Director of firm who is not a certification employee or a SMF manager (31 Jan 2020 to 2 Feb 2026)
  • CF2 Non Executive Director (8 Jun 2018 to 8 Dec 2019)
• Christopher George Finch

  IRN CGF01010

  • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2003)
  • CF27 Investment Management (1 Dec 2001 to 2 Feb 2007)
• Christopher Hugh Beckett

  IRN CHB01019

  • CF27 Investment Management (1 Dec 2001 to 18 Aug 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2003)
• Christopher John Reilly

  IRN CXR00092

  • [FCA CF] Significant management (16 Jan 2023 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 20 Nov 2023)
  • [FCA CF] Material risk taker (1 Apr 2022 to 30 Sep 2025)
  • [FCA CF] CASS oversight function (22 Oct 2020 to 20 Nov 2023)
• Christopher Thornby West

  IRN CXW00220

  • [FCA CF] Material risk taker (1 Apr 2022 to 2 Feb 2026)
  • Director of firm who is not a certification employee or a SMF manager (8 Mar 2021 to 2 Feb 2026)
• Colin Charles Maltby

  IRN CCM01029

  • CF2 Non Executive Director (1 Dec 2001 to 30 Apr 2003)
• Colin John Peters

  IRN CJP01065

  • CF30 Customer (1 Nov 2007 to 30 Jun 2015)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2004)
  • CF1 Director (1 Dec 2001 to 30 Jun 2015)
• Daisy Elizabeth Mannifield

  IRN DEM01100

  • [FCA CF] Client dealing (since 27 Oct 2020)
  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 26 Sep 2023)
  • CF30 Customer (2 Apr 2015 to 28 Sep 2017)
• Daniel James Colquhoun

  IRN DXC00969

  • [FCA CF] Client dealing (since 23 Feb 2026)

• Big Issue Invest Limited (no longer appointed)

  FRN 515009 · Appointed 22 Dec 2009 · Until 1 Apr 2014

No changes recorded yet.