Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 27 Jul 2025)
    • CF30 Customer (13 May 2008 to 8 Dec 2019)
  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 18 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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