CCBI GLOBAL MARKETS (UK) LIMITED

• Principal Place of Business

  111 Old Broad Street

  London

  EC2N 1AP

  UNITED KINGDOM

  Phone

  +4402038788000

  Web

  http://www.ccbintl.co.uk

• Complaints Contact

  111 Old Broad Street

  London

  EC2N 1AP

  UNITED KINGDOM

  Phone

  +4402038788000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul George Higgins

  IRN PGH01051

  • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
• Pengjiang Fu

  IRN PXF01237

  • [FCA CF] Client dealing (29 Dec 2020 to 17 Sep 2021)
• Peter Anthony Kelleher

  IRN PAK01045

  • CF21 Investment Adviser (10 Apr 2003 to 31 May 2007)
• Peter George Andreas

  IRN PGA01020

  • CF30 Customer (16 May 2016 to 27 Nov 2017)
• Peter Joseph Edward Burnett

  IRN PJB01242

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2023)
  • CF30 Customer (1 Nov 2007 to 12 Sep 2014)
  • CF21 Investment Adviser (9 Dec 2002 to 31 Oct 2007)
• Raj Kumar Bagri

  IRN RKB01030

  • CF30 Customer (1 Nov 2007 to 6 Apr 2016)
  • CF1 Director (1 Dec 2001 to 6 Apr 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Ran Huo

  IRN RXH01837

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2020)
  • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
• Richard John O'Neill

  IRN RJO01036

  • CF21 Investment Adviser (1 Dec 2001 to 16 Sep 2005)
• Ronald James Gatehouse

  IRN RJG01112

  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • CF1 Director (1 Dec 2001 to 31 Dec 2003)
• Rong Yue

  IRN RXY01053

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Significant management (since 1 Jan 2023)
  • [FCA CF] Algorithmic trading (15 May 2025 to 11 Sep 2025)
  • [FCA CF] Manager of certification employee (1 Jan 2023 to 11 Sep 2025)

No changes recorded yet.