Richard John O'Neill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRILAND METALS LIMITED (no longer approved here)

    FRN 141157

    • [FCA CF] Client dealing (1 Jun 2020 to 19 Jan 2026)
    • [FCA CF] Material risk taker (1 Jun 2020 to 19 Jan 2026)
    • [FCA CF] Proprietary trader (1 Jun 2020 to 19 Jan 2026)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF30 Customer (10 Apr 2015 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)
  • CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 110134

    • CF21 Investment Adviser (1 Dec 2001 to 16 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.