CBRE Indirect Investment Services Limited

• Principal Place of Business

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

  Web

  https://www.cbre.co.uk

• Complaints Contact

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Simon Mercado

  IRN DXM12146

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 May 2019 to 8 Dec 2019)
• Edward Thomas David Luker

  IRN ETL01005

  • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
  • CF1 Director (AR) (23 Feb 2005 to 31 Aug 2012)
  • CF1 Director (18 Nov 2002 to 31 Dec 2008)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Eleonora Pulci

  IRN PXE01166

  • CF30 Customer (4 May 2010 to 30 Jan 2015)
• Eoin Bastible

  IRN EXB01449

  • SMF3 Executive Director (since 15 Apr 2026)
  • [FCA CF] Manager of certification employee (since 30 Jun 2025)
  • [FCA CF] Client dealing (since 13 Nov 2023)
• Gary Alan Roberts

  IRN GAR01086

  • CF30 Customer (3 Feb 2009 to 28 Feb 2014)
• Geraldine Mash

  IRN GXM00061

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2024)
  • CF10 Compliance Oversight (28 Apr 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Apr 2008 to 8 Dec 2019)
• Graeme Andrew Rutter

  IRN GAR01041

  • SMF1 Chief Executive (since 17 Feb 2025)
  • SMF3 Executive Director (since 11 Nov 2020)
• Graham John Barnes

  IRN GJB01113

  • SMF3 Executive Director (9 Dec 2019 to 28 Apr 2023)
  • CF1 Director (21 Jul 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (14 Mar 2003 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (14 Mar 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (14 Mar 2003 to 31 Oct 2007)
• Gregory Nicholson

  IRN GXN01046

  • CF21 Investment Adviser (13 May 2004 to 7 Apr 2005)
• Guillaume Henricus Stroucken

  IRN GHS01039

  • CF30 Customer (10 Mar 2014 to 5 Nov 2018)

• Ream Capital Partners LLP (no longer appointed)

  FRN 497676 · Appointed 13 Mar 2009 · Until 3 Dec 2012

• CBRE Limited (no longer appointed)

  FRN 409050 · Appointed 31 Dec 2007 · Until 9 Jul 2015

• CBRE Capital Advisors Limited (no longer appointed)

  FRN 205904 · Appointed 14 Sep 1995 · Until 7 Dec 2018

No changes recorded yet.