Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (14 Aug 2023 to 27 Jan 2026)
- CF30 Customer (14 Aug 2023 to 27 Jan 2026)
- CF3 Chief Executive (AR) (14 Aug 2023 to 27 Jan 2026)
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- (1)Employed By (14 Aug 2023 to 27 Jan 2026)
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- SMF3 Executive Director (9 Dec 2019 to 3 May 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 May 2023)
- [FCA CF] CASS oversight function (9 Dec 2019 to 3 May 2023)
- [FCA CF] Significant management (9 Dec 2019 to 3 May 2023)
- CF30 Customer (4 Dec 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Dec 2014 to 8 Dec 2019)
- CF1 Director (4 Dec 2014 to 8 Dec 2019)
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- Employed By (17 Aug 2012 to 28 Feb 2014)
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- CF30 Customer (3 Feb 2009 to 28 Feb 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.