Date authorised
4 December 2014
Companies House
08844578
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor
    Ship Canal House
    98 King Street
    Manchester
    Manchester
    M2 4WU
    UNITED KINGDOM
    Phone
    +442077818030
  • Complaints Contact

    9th Floor
    Ship Canal House
    98 King Street
    Manchester
    Manchester
    M2 4WU
    UNITED KINGDOM
    Phone
    +442077818030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Scott Henderson

    IRN AXH02525

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (4 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2014 to 8 Dec 2019)
    • CF1 Director (4 Dec 2014 to 8 Dec 2019)
  • Andrew Robinson

    IRN AHR01034

    • [FCA CF] Client dealing (1 Oct 2024 to 24 Mar 2025)
  • Calum Hulme

    IRN CXH00832

    • SMF3 Executive Director (since 2 Jan 2026)
    • [FCA CF] Client dealing (since 1 Oct 2024)
  • Charles Ingham

    IRN CXI15152

    • CF30 Customer (18 May 2019 to 8 Dec 2019)
  • Charlie Arden

    IRN CXA00459

    • SMF3 Executive Director (since 2 Jan 2026)
  • David Michael McCann

    IRN DXM02588

    • SMF16 Compliance Oversight (since 21 Aug 2023)
    • [FCA CF] CASS oversight function (since 3 May 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (4 Dec 2014 to 8 Dec 2019)
  • Gabriel Joseph Paul McLaughlin

    IRN GJM01155

    • CF30 Customer (4 Dec 2014 to 30 Jun 2016)
    • CF1 Director (4 Dec 2014 to 30 Jun 2016)
  • Gary Alan Roberts

    IRN GAR01086

    • [FCA CF] CASS oversight function (9 Dec 2019 to 3 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 3 May 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 3 May 2023)
    • CF1 Director (4 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (4 Dec 2014 to 8 Dec 2019)
  • Gary David Varley

    IRN GDV01003

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2025 to 9 Feb 2026)
    • SMF3 Executive Director (1 Dec 2025 to 9 Feb 2026)
  • Graham John Barnes

    IRN GJB01113

    • [FCA CF] Client dealing (1 Jul 2024 to 13 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.