Date authorised
4 December 2014
Companies House
08844578
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor
    Ship Canal House
    98 King Street
    Manchester
    Manchester
    M2 4WU
    UNITED KINGDOM
    Phone
    +442077818030
  • Complaints Contact

    9th Floor
    Ship Canal House
    98 King Street
    Manchester
    Manchester
    M2 4WU
    UNITED KINGDOM
    Phone
    +442077818030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Patrick Hewitt

    IRN JXH01443

    • SMF3 Executive Director (since 29 Aug 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Matthew Garner

    IRN MXG00463

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Apr 2022 to 1 Dec 2025)
    • SMF3 Executive Director (5 Apr 2022 to 1 Dec 2025)
  • Richard Stephen Mully

    IRN RSM01058

    • CF2 Non Executive Director (3 Feb 2015 to 31 Aug 2015)
  • Robert Marcus

    IRN RXM28053

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jul 2020 to 4 Apr 2022)
    • SMF3 Executive Director (16 Jul 2020 to 4 Apr 2022)
    • [FCA CF] Significant management (16 Jul 2020 to 4 Apr 2022)
  • Steven Robert Faber

    IRN SRF01046

    • CF30 Customer (28 Jul 2016 to 11 Feb 2018)
    • CF1 Director (28 Jul 2016 to 11 Feb 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.