CBRE Indirect Investment Services Limited

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FRN: 159367
Date authorised: 1 April 2013
Companies House: 02535405
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Henrietta House

Henrietta Place

London

W1G 0NB

UNITED KINGDOM

Phone

+4402071822000

Web

https://www.cbre.co.uk
Complaints Contact

Henrietta House

Henrietta Place

London

W1G 0NB

UNITED KINGDOM

Phone

+4402071822000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
- · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 4 limitations Hide limitations
- · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
- · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
- · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
- · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 4 limitations Hide limitations
- · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
- · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 4 limitations Hide limitations
- · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".
- · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
- · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Guy Powdrill
IRN GXP01368
- CF30 Customer (10 Feb 2009 to 20 Apr 2011)
Hugh Vere Alexander Ellingham
IRN HVE01004
- CF23 Corporate Finance Adviser (1 Dec 2001 to 4 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2003)
- CF1 Director (1 Dec 2001 to 4 Jun 2003)
Ian Billenness
IRN IXB01081
- CF30 Customer (1 Nov 2007 to 3 Sep 2008)
- CF21 Investment Adviser (11 Mar 2004 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (11 Mar 2004 to 31 Oct 2007)
James Geoffrey Edward Garland
IRN JGG01019
- CF21 Investment Adviser (6 Nov 2002 to 31 Dec 2004)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2004)
Jean-Philippe Establier
IRN JXE01244
- [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2021)
- CF30 Customer (2 Sep 2016 to 8 Dec 2019)
Jochem Den Daas
IRN JXD01736
- CF30 Customer (1 Nov 2007 to 30 Oct 2008)
- CF22 Investment Adviser (Trainee) (21 Jul 2006 to 31 Oct 2007)
John Alexander Smith
IRN JAS01215
- CF30 Customer (1 Nov 2007 to 30 Jan 2015)
- CF1 Director (AR) (24 Feb 2005 to 30 Jan 2015)
- CF1 Director (21 Jan 2005 to 30 Jan 2015)
- CF27 Investment Management (6 Nov 2002 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Jonathan Edward Taylor
IRN JET01052
- CF30 Customer (20 Mar 2009 to 1 Jun 2012)
- CF4 Partner (AR) (20 Mar 2009 to 1 Jun 2012)
Julian Allen
IRN JXA01933
- SMF3 Executive Director (10 Nov 2022 to 30 Jun 2025)
Kate Louise Flaherty
IRN KLF01037
- CF30 Customer (23 May 2011 to 31 Aug 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ream Capital Partners LLP (no longer appointed)
FRN 497676 · Appointed 13 Mar 2009 · Until 3 Dec 2012
CBRE Limited (no longer appointed)
FRN 409050 · Appointed 31 Dec 2007 · Until 9 Jul 2015
CBRE Capital Advisors Limited (no longer appointed)
FRN 205904 · Appointed 14 Sep 1995 · Until 7 Dec 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.