CBRE Indirect Investment Services Limited

• Principal Place of Business

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

  Web

  https://www.cbre.co.uk

• Complaints Contact

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kim Frances Stalker

  IRN KFR01016

  • CF30 Customer (15 Jun 2010 to 30 Sep 2011)
• Leon Franzke

  IRN LXF00311

  • [FCA CF] Client dealing (since 19 Jan 2026)
• Malcolm McNeil Wilson

  IRN MMW01030

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF1 Director (AR) (23 Feb 2005 to 19 Dec 2008)
  • Responsible for Insurance Mediation (14 Jan 2005 to 19 Dec 2008)
  • CF27 Investment Management (6 Nov 2002 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 19 Dec 2008)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 19 Dec 2008)
• Marco Rampin

  IRN MXR01271

  • CF30 Customer (16 May 2016 to 28 Jun 2019)
• Marcus George Smith

  IRN MGS01056

  • CF13 Finance (22 Dec 2004 to 1 Feb 2006)
• Mark Allen Wheeler

  IRN MAW01133

  • CF21 Investment Adviser (19 Nov 2002 to 12 Aug 2003)
  • CF8 Apportionment and Oversight (19 Nov 2002 to 21 Nov 2002)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 12 Aug 2003)
• Mark Evans

  IRN MAE01088

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
  • CF1 Director (1 Mar 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
• Mark Francis Creamer

  IRN MFC01032

  • CF1 Director (13 Oct 2008 to 21 Jan 2013)
• Mark John Leonard

  IRN MJL01209

  • CF22 Investment Adviser (Trainee) (20 Feb 2003 to 7 Feb 2005)
• Mark Nicholas Strong

  IRN MNS01066

  • CF1 Director (28 May 2012 to 21 Aug 2015)

• Ream Capital Partners LLP (no longer appointed)

  FRN 497676 · Appointed 13 Mar 2009 · Until 3 Dec 2012

• CBRE Limited (no longer appointed)

  FRN 409050 · Appointed 31 Dec 2007 · Until 9 Jul 2015

• CBRE Capital Advisors Limited (no longer appointed)

  FRN 205904 · Appointed 14 Sep 1995 · Until 7 Dec 2018

No changes recorded yet.