CBRE Indirect Investment Services Limited

• Principal Place of Business

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

  Web

  https://www.cbre.co.uk

• Complaints Contact

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Robert Winton

  IRN MRW01098

  • CF10 Compliance Oversight (15 Dec 2004 to 14 Apr 2008)
  • CF11 Money Laundering Reporting (15 Dec 2004 to 14 Apr 2008)
• Martin Sean Lewis

  IRN MSL01063

  • CF1 Director (4 Jan 2013 to 11 Dec 2017)
• Martin Victor Lubieniecki

  IRN MVL01010

  • CF1 Director (10 Apr 2002 to 26 Feb 2004)
  • CF10 Compliance Oversight (10 Apr 2002 to 26 Feb 2004)
  • CF11 Money Laundering Reporting (10 Apr 2002 to 26 Feb 2004)
• Matthew Berry

  IRN MPB01166

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2022)
  • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
• Max Gailor

  IRN MXG00208

  • [FCA CF] Client dealing (16 Nov 2023 to 2 Apr 2026)
• Michael Blair

  IRN MXB03904

  • CF30 Customer (5 Sep 2016 to 14 Dec 2018)
• Michael Levi

  IRN MRL01047

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Nov 2014 to 8 Dec 2019)
• Michael Philip Birch

  IRN MPB01050

  • CF4 Partner (AR) (30 Mar 2009 to 16 Nov 2012)
  • CF30 Customer (30 Mar 2009 to 16 Nov 2012)
• Neil David Tofield

  IRN NDT01032

  • CF10 Compliance Oversight (25 Oct 2002 to 9 Sep 2004)
  • CF11 Money Laundering Reporting (25 Oct 2002 to 9 Sep 2004)
• Nicholas Harvey-Jones

  IRN NXH01354

  • CF30 Customer (14 Oct 2010 to 30 Jan 2015)

• Ream Capital Partners LLP (no longer appointed)

  FRN 497676 · Appointed 13 Mar 2009 · Until 3 Dec 2012

• CBRE Limited (no longer appointed)

  FRN 409050 · Appointed 31 Dec 2007 · Until 9 Jul 2015

• CBRE Capital Advisors Limited (no longer appointed)

  FRN 205904 · Appointed 14 Sep 1995 · Until 7 Dec 2018

No changes recorded yet.