CBRE Indirect Investment Services Limited

• Principal Place of Business

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

  Web

  https://www.cbre.co.uk

• Complaints Contact

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Anderson

  IRN NXA00381

  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Mar 2025 to 31 Mar 2026)
  • SMF16 Compliance Oversight (5 Mar 2025 to 31 Mar 2026)
• Omar Askari

  IRN OXA01069

  • CF30 Customer (21 Aug 2014 to 4 Dec 2015)
• Omega Sarah Poole

  IRN OSP01002

  • CF30 Customer (1 Feb 2013 to 23 Oct 2013)
• Patrick Bone

  IRN PCB01132

  • [FCA CF] Client dealing (1 Aug 2023 to 31 Dec 2025)
• Paul Lewis

  IRN PGL01023

  • CF30 Customer (1 Sep 2008 to 7 Dec 2018)
  • CF22 Investment Adviser (Trainee) (27 Apr 2004 to 7 Apr 2005)
• Paul Royston Robinson

  IRN PRR01031

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (AR) (23 Feb 2005 to 7 Dec 2018)
  • CF1 Director (2 Jun 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Sep 2003 to 31 Oct 2007)
• Peter Bowyer Allanson

  IRN PBA01006

  • CF1 Director (1 Dec 2001 to 25 Jan 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Jan 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 25 Jan 2002)
• Philip John Cropper

  IRN PJC01161

  • SMF3 Executive Director (9 Dec 2019 to 2 Sep 2020)
  • Responsible for Insurance Mediation (17 Dec 2008 to 1 Apr 2015)
  • CF3 Chief Executive (17 Dec 2008 to 9 May 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Feb 2007 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (4 Apr 2005 to 31 Oct 2007)
  • CF1 Director (23 Mar 2005 to 8 Dec 2019)
• Philip Shields

  IRN PXS03023

  • CF30 Customer (25 May 2018 to 8 Dec 2019)
• Pierre-Philippe Nicoli

  IRN PXN01072

  • CF30 Customer (29 Feb 2016 to 11 Apr 2018)

• Ream Capital Partners LLP (no longer appointed)

  FRN 497676 · Appointed 13 Mar 2009 · Until 3 Dec 2012

• CBRE Limited (no longer appointed)

  FRN 409050 · Appointed 31 Dec 2007 · Until 9 Jul 2015

• CBRE Capital Advisors Limited (no longer appointed)

  FRN 205904 · Appointed 14 Sep 1995 · Until 7 Dec 2018

No changes recorded yet.