Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Royal London Unit Trust Managers Limited
FRN 144037
- [FCA CF] Material risk taker (since 1 Apr 2022)
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Manager of certification employee (since 16 Nov 2020)
- [FCA CF] Material risk taker (since 16 Nov 2020)
- [FCA CF] Client dealing (since 16 Nov 2020)
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- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
- CF1 Director (1 Mar 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
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- Employed By (17 Aug 2012 to 7 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.