Cavenham Capital Limited

• Principal Place of Business

  4 Montpelier Street

  Suite 105

  London

  Westminster

  SW7 1EE

  UNITED KINGDOM

  Phone

  +4402072431145

  Web

  https://www.cavenhamcapital.com

• Complaints Contact

  4 Montpelier Street

  Suite 105

  London

  Westminster

  SW7 1EE

  UNITED KINGDOM

  Phone

  +4402072431145

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) is limited to the other investment types granted for this activity

• Adam David Cleary

  IRN ADC01114

  • [FCA CF] Client dealing (since 1 Apr 2021)
  • [FCA CF] Material risk taker (since 1 Apr 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 Jan 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 Jan 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (9 Jan 2006 to 31 Oct 2007)
  • CF1 Director (9 Jan 2006 to 8 Dec 2019)
  • CF3 Chief Executive (9 Jan 2006 to 8 Dec 2019)
  • CF27 Investment Management (9 Jan 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
• Bruce John Goodwin

  IRN BJG01038

  • CF30 Customer (7 Apr 2010 to 2 Mar 2011)
  • CF21 Investment Adviser (15 Dec 2006 to 31 Oct 2007)
  • CF27 Investment Management (15 Dec 2006 to 31 Oct 2007)
• Frank Trevor Riess

  IRN FTR01001

  • CF2 Non Executive Director (6 Mar 2006 to 10 Mar 2011)
• LUCA VILLANTI

  IRN LXV01135

  • CF30 Customer (1 Apr 2016 to 1 Nov 2016)
• Melissa Dorris Roethe Carnathan

  IRN MDC01101

  • CF30 Customer (7 Apr 2010 to 31 Aug 2012)
• Roger Andrew Makhlouf

  IRN RAM01094

  • CF30 Customer (22 Feb 2016 to 21 Apr 2016)
• Wolf-Juergen Hermann Karl Hassdorf

  IRN WHH01018

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (6 Mar 2006 to 31 Oct 2007)

No changes recorded yet.