Adam David Cleary

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavenham Capital Limited

    FRN 436243

    • [FCA CF] Material risk taker (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (9 Jan 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Jan 2006 to 31 Oct 2007)
    • CF3 Chief Executive (9 Jan 2006 to 8 Dec 2019)
    • CF27 Investment Management (9 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (9 Jan 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jan 2006 to 8 Dec 2019)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (3 Mar 2003 to 18 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.