Melissa Dorris Roethe Carnathan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lattis Management (UK) LLP
FRN 1020406
- [FCA CF] Client dealing (since 1 Nov 2025)
- SMF16 Compliance Oversight (since 1 Apr 2025)
- SMF27 Partner (since 1 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2025)
Tages Capital LLP (no longer approved here)
FRN 563369
- CF4 Partner (7 Jun 2018 to 5 Dec 2019)
- CF30 Customer (7 Jun 2018 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (14 Nov 2012 to 18 Aug 2014)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (14 Nov 2012 to 6 Mar 2016)
Cavenham Capital Limited (no longer approved here)
FRN 436243
- CF30 Customer (7 Apr 2010 to 31 Aug 2012)
Mizuho International plc (no longer approved here)
FRN 119256
- CF21 Investment Adviser (26 Oct 2002 to 28 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.